Book A Meeting

Strength and security of LegacyMED Advisors

At LegacyMED Advisors, we pride ourselves on our commitment to placing clients’ needs first.

LegacyMED Advisors | Powered by Rosen Group →

Our clients have worked hard to build their assets – and we want them to know that we’re going to work even harder at keeping them safe. We have developed a number of safeguards to ensure the protection of client assets held at our firm. There are important reasons why clients trust LegacyMED Advisors with their investments: we have a strong corporate backing, follow security safekeeping measures, implement investment safeguards, offer industry-wide investor protection, and adhere to strict industry standards.

LegacyMED Advisors’s principal regulator is the Autorité des marchés financiers (AMF) and we are also registered in Ontario under the Ontario Securities Commission (OSC).

Our custodians

LegacyMED Advisors has chosen National Bank Independent Network and Raymond James Correspondent Services as its custodians to provide safekeeping of assets, online access, and account statements to our client base.

National Bank Independent Network

National Bank Independent Network (NBIN) is one of the custodians used for our clients’ accounts. NBIN is Canada’s leading provider of custody, trade execution, and brokerage solutions for independent Portfolio Managers and Investment Dealers. The firm serves more than 400 independent companies with over $380 billion in assets under administration.

NBIN is a qualified custodian operating in accordance with applicable securities laws. It is a division of National Bank Financial Inc. (NBF Inc.) and a trademark of National Bank of Canada (NBC), used under license by NBF Inc. National Bank of Canada is a federally regulated Schedule A bank and a public company listed on the Toronto Stock Exchange (TSX: NA). Founded in 1859, National Bank is one of Canada’s oldest and most established financial institutions.

NBIN is regulated by the Canadian Investment Regulatory Organization (“CIRO”) and is a Member of the Canadian Investor Protection Fund.

Additional information can be found at www.nbin.ca

Raymond James Correspondent Services

Raymond James Correspondent Services (RJCS) is one of the custodians used for our clients’ accounts.

As a client you will receive boutique investment management and family office services combined with the security of one of North America’s most sound financial institutions. As the custodial firm reporting directly to you, Raymond James Ltd. is independent of the firm managing your portfolio.

Raymond James is one of North America’s leading independent full-service investment dealers with an extensive presence across Canada and the United States. The firm has an expansive network nationwide with 170 offices and $1.73 trillion client assets worldwide.

Our relationship with Raymond James Ltd. means that our clients have the peace of mind knowing that Raymond James Correspondent Services provides us with end-to-end solutions for all of our custodial and clearing needs.

Raymond James Ltd. is regulated by the Canadian Investment Regulatory Organization (“CIRO”) and is a Member of the Canadian Investor Protection Fund.

Find out how we can help you

Our team is dedicated to contributing to your financial success.

Work With Us